Current Vacancies
Commercial Solicitor
consultant: Rebecca Weatherhead reference: RW-6797 Location: Milton Keynes, Buckinghamshire
Salary: £45000 per Annum Contract: PermanentCommercial Solicitor/ Legal Executive
Salary: £30,000 - £45,000
Location: Milton Keynes
Our client is looking for a Commercial Solicitor or Legal Executive with 1 to 4 year PQE to join the Commercial team in Milton Keynes. This is an exciting opportunity to join a Legal 500 law firm working within a National Commercial team. The successful candidate will receive an excellent remuneration package and opportunity to work on Corporate projects often with an international dimension.
Responsibilities
Supporting senior team members on large transactions including corporate and commercial matters
Ability to handle your own caseload of smaller matters
Case load will include advisory work, drafting and negotiating contracts
Working in a team of 25 lawyers acting for major corporate and household clients
Skills
Need to possess technical knowledge and drafting skills
Interest in contributing to the development of the practice is desirable
1 to 4 years PQE or equivalent in commercial matters
Managing a caseload whilst supporting senior members of the team
Excellent Communication and Organisational skillsAdd to Folderreference: RW-6797
Commercial Underwriter
consultant: Chris Birtle reference: CB-5705 Location: Bristol
Salary: £32000 per Annum Contract: PermanentCommercial Trading Underwriter
Salary: £22,000 - £26,000 (Negotiable)
Location: Bristol
Our client is a very successful Underwriting Agency and currently has an opportunity for a Commercial Trading Underwriter to join their New Business team. You will be responsible for developing profitable relationships with Insurance Brokers throughout the South West and successfully Underwriting New Business as well as renewals.
Responsibilities
Profitably Underwrite Commercial Property and Liability risks within your agreed authority
Develop strong relationships with intermediaries across the South West
Successfully negotiate with Brokers
Skills
Previous underwriting experience with a good Technical Understanding of Property and Liability Insurance, knowledge of Contractors insurance would be beneficial
Strong communication skills and a proven ability to build broker relationships
Self motivated with an appetite to Underwrite new businessAdd to Folderreference: CB-5705
Commercial Underwriter
consultant: Charlie Guest reference: CG-6300 Location: London
Salary: £30000 per Annum Contract: PermanentCommercial Underwriter
Salary: £20,000 - £30,000
Location: LondonA reputable broker is looking for a Commercial Underwriter to join their Underwriting team in Central London. This individual will have excellent knowledge of Commercial Property and have a proven track record of developing New Business and Retaining Existing business.
Responsibilities
Contribute towards the acquisition of profitable New Business and the retention of profitable Renewal Business
Proactively build mutually beneficial business relationships with our broker partners and key Insurer relations
Alongside Sales, produce and maintain a robust Prospect and Pipeline database which delivers results
Provide outstanding underwriting expertise and service to brokers ensuring that business objectives and company standards are met
Underwrite, Negotiate and Secure business within authority limits, ensuring first class customer service at all times
Involvement in any coaching or training o f Junior Underwriters
Skills
Strong understanding of Underwriting and Sales principles
Excellent knowledge of Commercial Property, also have a broad knowledge of the insurance industry
Enthusiasm for spending time externally with brokers to develop relationships leading towards securing new and retaining existing cases
Ability to interpret MI and financial dataAdd to Folderreference: CG-6300
Commercial Underwriter
consultant: Ross Bennett reference: RB-6484 Location: Gloucestershire
Salary: £30000 per Annum Contract: PermanentCommercial Trading Underwriter
Location: Gloucester
Salary: £25,000 - £30,000
A leading Insurance company with modern offices is looking to recruit a Commercial Underwriter. This is a fantastic opportunity for a proactive underwriter who has a good mix of technical, development and business relation skills.
Responsibilities:
To pro-actively develop profitable commercial business through technical assessment of individual risk involving the negotiation and processing of suitable terms for new business, change in risk, claims and renewals
Underwrite existing business (MTA's, Renewals, Surveys and Post Claims action)
Consider and act on the underwriting implications of claims to minimise the potential for repetition of loss
Accurately respond to queries raised on policies and products by brokers, surveyors, accounts and claims departments
Handle technical referrals
Skills:
Have detailed underwriting experience in property, pecuniary and liability classes of insurance equally, and for all relevant classes across a variety of products and trades
The ability to assess technical risk and make decisions within their authority on all aspects of the products they handle
At least 2 A Levels or similar qualificationAdd to Folderreference: RB-6484
Commercial Underwriter
consultant: Ross Bennett reference: RB-6601 Location: Wolverhampton, West Midlands
Salary: £30000 per Annum Contract: PermanentCommercial Underwriter
Salary: £25,000 - £30,000
Location: WolverhamptonA very successful Underwriting Agency is currently seeking a Commercial Underwriter to join their knowledgeable and professional team. This individual will have experience Underwriting Liability or Construction risks for small to medium sized businesses. You will be responsible for developing profitable relationships with Insurance Brokers throughout the country successfully Underwriting New Business as well as renewals.
Responsibilities
Profitably Underwrite Constructions and Liability risks within an agreed authority
Successfully negotiate with Brokers
Actively monitor your own performance and achieve set targets and objectives
Acquire and maintain an accurate and appropriate level of product, market and regulatory knowledgeSkills
Previous underwriting experience with a good Technical Understanding Commercial Underwriting
Strong communication skills and a proven ability to build relationships
Ensure the highest standards of customer service at all timesAdd to Folderreference: RB-6601
Compliance Officer
consultant: Tom Webster reference: TW-6258 Location: Farnham, Surrey
Salary: £55000 per Annum Contract: PermanentSenior Business Compliance Officer
Salary: £55,000
Location: Near Farnham
One of the larger Brokers within the Insurance industry is currently looking for a Senior Business Compliance Officer. As the Senior Business Compliance Officer you will be required to ensure full compliance by line management with all procedural requirements, internal control standards, and external legal and regulatory requirements. This is a brilliant opportunity for career enhancement and long term progression in a ever growing company.
Responsibilities
Ensure that all Conflicts of Interest issues are identified and actively managed.
Develop and maintain an awareness of regulatory related matters and make active contributions to all compliance initiatives which impact on the business unit.
To assist the Head of Business Compliance to provide a supervisory and oversight role over the P&C businesses Compliance Risks.
To coordinate the team of Business Compliance Officers across businesses units and ensure consistency and that adequate cover is in place.
Responsible for all aspects of the management of the Business Compliance Officers including: performance management and objective setting; coaching and mentoring; and training new staff.
To provide the business with advice that will enable them to conduct business within the strict framework of relevant regulations and Group Compliance policies and procedures
To conduct regular reviews of the business to ensure adherence to policies, procedures and regulations
Assist the Head of Business Compliance in the development of the strategic direction of the Compliance function. Provide training and information directly to business areas on the procedures and practices necessary to achieve full compliance with relevant regulations and Group requirements
Skills
Risk / Compliance Responsibilities / Experience
Able to demonstrate Knowledge of Treating Customers Fairly
Previous experience of implementing new procedures and / or regulations
Leadership experience would be desirable with a professional and forward-thinking mentality
Able to propose practical ways of implementing regulations
Ability to communicate positively and effectively
clear thinking and articulate with excellent organisational skillsAdd to Folderreference: TW-6258
Compliance Advisor
consultant: Tom Webster reference: TW-6261 Location: Hampshire
Salary: £35000 per Annum Contract: PermanentGroup Compliance Co-ordinator
Salary: £35,000
Location: Near Farnham
This is an excellent opportunity to join one of the leading specialist Insurance providers within their newly re-structured Compliance Team as the Group Compliance Co-ordinator. This opportunity is well suited to an individual who is seeking to take on a new challenge and develop their career within an established and progressive organisation. Reporting to Head of Group Compliance, your role will be to assist in Compliance and Risk activities across the business, as well as taking responsibility for the central regulatory services, maintain records, identify compliance risks as requested and coordinate follow-up activities for the Head of Group Compliance.
Responsibilities
Responsible for maintaining and reviewing key compliance records and processes
Collating and analysing MI as required by the business
Undertaking and overseeing FSA / DPA Register checks
Training & Competence support and facilitation of Training
Oversight of all regulatory reporting
Maintenance and oversight of compliance Intranet Page
Facilitation and delivery of Compliance Induction training
The successful candidate is responsible for maintaining key compliance records and must therefore be well organised and ensure high standards of record keeping
They are expected to take the initiative for their own self development, seeking support from fellow team members and their line manager as needs are identified
Working from office they must develop and maintain strong business relations
Skills
Good customer service skills
Some experience in a regulatory environment would be advantageous
Positive mental attitude with the ability to show commitment and loyalty to the company
Reliable, flexible and have the ability to work alone and as part of a team
Professional and forward thinking and the ability to propose practical ways of implementing change
Polite and approachable for all colleagues requirementsAdd to Folderreference: TW-6261
Compliance Manager
consultant: Isabelle Madams reference: DK-6516 Location: Bristol
Salary: £40000 per Annum Contract: PermanentCompliance Manager (Part-Time)
Location: Bristol
Salary: £35,000 - £40,000 (Pro Rata)An excellent chance that would suit a compliance manager holding CF11/CF10 who is looking to either wind down into a part time role OR a compliance manager that currently works for several niche IFA's and is looking to grow their portfolio with another boutique IFA practice
Responsibilities:
To monitor all controlled functions including Training and Compliance
To be the FSA approved person at the practiceQualifications:
CF10 / CF11 approved person
Add to Folderreference: DK-6516
Compliance Manager
consultant: Isabelle Madams reference: JR-6284 Location: Bristol
Salary: £35000 per Annum Contract: PermanentCompliance & Training Officer
Location: Bristol
Salary: £22,000 - £30,000This new position offers an exciting opportunity for the right candidate to join the company and really make it their own.
Our client is a well established Financial Services company based in Bristol and this role comes with an excellent salary and benefits package.Responsibilities
You will oversee and ensure T & C schemes are in place and adhered too across the business
You will monitor the compliance across the business
Liaise closely with all areas of the business ensuring requirements of all schemes are met
You will be responsible for reviewing these schemes periodically
You will be responsible for managing and delivering job related training when required
You will advise the IFA teams in keeping with the FSA guidance (Treating Customers Fairly)
Organise and maintain training records
Deliver and assist in the educating, briefing and training of staff to ensure all regulatory requirements are understood and adhered too
To review all FSA regulation and both current and future developments
You will assist in the compliance monitoring programme for the firm
You will comply with all FSA rules, Data Protection Act, the IT policy and the Health and Safety legislation act
You will prepare regulatory returns and internal reports
You will undertake new business quality checking when required
Assist in the maintenance of AML processes
To have an active influence on company literature, promotional sales and product development
Keep up to date and have a good knowledge of investment, non-investment and mortgage products
You will assist in the complaints investigation management and tracking process, where applicable highlighting issues to help prevent further complaintsSkills and Qualifications
Have an excellent knowledge of the Financial Services industry and products including investments, pensions, protection and mortgages
An understanding of RDR and its impact on the Financial Services sector
Understand the process of new business written
Maintain an excellent understanding of FSA handbooks in particular COBS, ML. T&C, SYSC, APER, ICOB and MCOB
Good knowledge of regulatory framework, such as TCF and Conduct of Business Rules
Understand and agree with the importance of a first class customer service
Excellent team working ethic with the ability to delegate
Punctual and professional
Hold the relevant FS qualifications. Diploma level would be preferentialAdd to Folderreference: JR-6284
Compliance Manager
consultant: Ross Bennett reference: RB-6766 Location: Gloucestershire
Salary: £45000 per Annum Contract: PermanentCompliance Advisor (Maternity Cover - 6 Months)
Salary Indicator: £35,000 - £45,000
Location: Gloucester
A well established Insurer in the Gloucester area with a reputable brand name is currently seeking a Compliance Advisor. This individual will support the ongoing regulatory compliance of the business through the identification of relevant legal and regulatory developments and the provision of information, advice, training and guidance to the Compliance team.
Responsibilities
Undertake research and prepare advice and guidance in relation to compliance with legal and regulatory requirements
Assist in the management of compliance projects across the companies, working closely with the local compliance teams
Actively contribute to the development of consistent UK compliance standards, policies and processes across the businesses
Engage in and support the development and delivery of cross business compliance training, and of training for the business on compliance related matters
Assist in the preparation of timely legal and regulatory reporting for the risk and audit committees and individual company Boards
Skills
Highly developed and effective communicator both verbally and in writing, exhibiting good questioning and listening skills
The ability to manage a diverse workload and prioritise tasks to meet deadlines
Understanding and ability to interpret FSA and other regulations
FCCP Compliance certificate, or equivalentAdd to Folderreference: RB-6766
