Compliance

  • Displaying 10 jobs of 19

Associate Compliance Director

Location London
Salary £75,000 - £80,000 Per Annum
Type Permanent
Ref 58684

A brilliant opportunity has arisen for a senior compliance professional to join a well-established wealth management group in London, who pride themselves on maintaining long-lasting relationships with their business partners and clients by providing them with a professional, friendly and personalised service. You will be working within a friendly environment and provided with full support and […]

Compliance Associate (T&C)

Location Sheffield
Salary £35,000 - £45,000 Per Annum
Type Permanent
Ref 58508

A holistic/client focused IFA firm who are growing rapidly and focus on providing holistic strategic financial planning and global investment advice to their clients. They are recognised for going ‘above and beyond’ in the service they provide and only look to take on the best talent in the market. Working in a small, open plan office, […]

Business Risk Consultant

Location Glasgow
Salary £45,000 - £55,000 Per Annum
Type Permanent
Ref 58219

The Client:   The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.    The Opportunity   Our client is looking for an experienced compliance consultant to join their risk department. You will be responsible for undertaking business reviews, report writing, complaints/queries handling and risk assessments. […]

Business Risk Consultant – Field Based

Location swindon
Salary £35,000 - £40,000 Per Annum
Type Permanent
Ref 58263

The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.    The Opportunity   Our client is looking for an experienced compliance consultant to join their risk department. You will be responsible for undertaking business reviews, report writing, complaints/queries handling and risk assessments. You will follow […]

Business Risk Consultant – Field Based

Location Cardiff
Salary £35,000 - £40,000 Per Annum
Type Permanent
Ref 58262

The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.    The Opportunity   Our client is looking for an experienced compliance consultant to join their risk department. You will be responsible for undertaking business reviews, report writing, complaints/queries handling and risk assessments. You will follow […]

Dedicated Compliance Monitoring Officer

Location Manchester
Salary £30,000 - £35,000 Per Annum
Type Permanent
Ref 58261

The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.    The Opportunity   Our client is looking for an experienced compliance professional with file review experience to join the monitoring team. You will be working directly with the companies clients to ensure all queries are […]

Compliance, Quality & Risk Analyst

Location Horsham
Salary £35,000 - £40,000 Per Annum
Type Permanent
Ref 58217

The opportunity for an experienced compliance professional to join an established IFA group who provide exemplary wealth advice to their clients.    The Opportunity   Our client is looking for an experienced Compliance Quality & Risk Analyst to deliver the function’s File Review Service to Directly Authorised IFA firms. You will have the opportunity to work autonomously whilst […]

Business Risk Consultant

Location Bristol
Salary £35,000 - £40,000 Per Annum
Type Permanent
Ref 58237

The opportunity for a diploma qualified compliance professional to join a reputable compliance consultancy who provide exemplary advice to their clients.    The Opportunity   Our client is looking for an experienced compliance consultant to join their risk department. You will be responsible for undertaking business reviews, report writing, complaints/queries handling and risk assessments. You will follow […]

Compliance Officer

Location LEICESTER
Salary £25,000 - £40,000 Per Annum
Type Permanent
Ref 58122

My client is a highly reputable financial planning practice that prides themselves on the personal touch that they provide their clients. They provide tailored financial advice on a range of financial products for both private and corporate clients. The firm have an excellent staff retention rate and have a comprehensive benefits package to go along […]

Compliance Manager

Location Henley-on-Thames
Salary £35,000 - £40,000 Per Annum
Type Permanent
Ref 57980

The opportunity for an experienced compliance professional to join an established IFA practice who provide exemplary wealth advice to their clients.    The Opportunity   Our client is looking for an experienced Compliance Manager to oversee the day to day compliance function within the IFA. The firm is offering long-term progression into a board-level position […]